General Attorney (SEC) - San Francisco, CA

  • 14 May 2021 2:46 PM
    Message # 10504843
    Anonymous member (Administrator)

    Duties of an Enforcement staff attorney include investigating possible civil securities law violations, developing evidence, recommending actions to the Commission, drafting pleadings, and leading, co-chairing or assisting trials and administrative proceedings.

    • Conducts complex investigations being undertaken by the SEC. Develops investigative or litigation plans and adjusts as appropriate during the course of an investigation.
    • Drafts subpoenas and other requests for documents, questions witnesses through interviews, testimony, or depositions, evaluates documentary evidence to demonstrate whether sufficient evidence exists to prove violations of federal securities laws.
    • Provides management with advice and work products exhibiting knowledge, insight, and understanding of relevant law and facts.
    • Uses sound judgment to determine the quality, accuracy and relevance of information or data, analyzes information to identify relationships and trends, and integrates and synthesizes facts to reach reasonable conclusions.
    • Communicates with agency officials at all levels, including supervisors, coworkers, staff in courts and private industry, and other agencies.
    • Organizes work, sets priorities, and determine short- or long-term goals and strategies to achieve them. Develops innovative solutions to address issues and problems or involving novel or unexplored questions of law or policy.
    • May participate in all aspects of litigation in federal court and administrative proceedings.

    To learn more, and to apply, visit their job page.

Asian American Bar Association of the Greater Bay Area

P.O. Box 387 San Francisco, CA 94104
info@aaba-bay.com

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