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SEC Attorney (2 Positions) - San Francisco

  • 13 Mar 2020 10:26 AM
    Message # 8825554
    Anonymous member (Administrator)

    U.S. Securities & Exchange Commission Vacancy Annoucement

    Job Title Attorney positions Location San Francisco, CA

    Compensation $102,691 to $168,892 per year

    Series & Grade SK-905-12

    Position Number Direct Hire Application Deadline April 3, 2020

    Summary

    These 2 positions are within the Office of Compliance Inspections and Examinations in the San Francisco Regional Office of the U.S. Securities and Exchange Commission.

    Responsibilities

    Duties of an OCIE attorney include participating in planning and conducting securities compliance examinations, developing reports of findings, and providing recommendations for examinations; and conducting research, review and analysis of a variety of documents related to investment adviser, private fund, and mutual fund examinations, and developing recommendations to resolve problems or issues encountered.

    Qualifications

    J.D. or LL.M. degree –AND--

    1 year post J.D. experience as a practicing attorney or possess a L.L.M., the ability to perform compliance examinations of investment advisers, investment companies and private funds, and the ability to communicate effectively in writing and orally.

    To Apply

    Mail resume to: Elena Ro, US SEC, 44 Montgomery Street, Suite 2800, San Francisco, CA 94104. The SEC is an Equal Opportunity Employer and actively seeks a diverse workforce.

    The SEC is an equal opportunity employer


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